Today, I want to consider what is the role of a Chief Compliance Officer (CCO) in strengthening the ethical culture of an organization. This blog post is based on, in part in an interview I did with ...

Compliance is one of the most important aspects of a registered investment advisor (RIA) firm’s responsibilities. At the heart of ensuring that a business keeps up with the industry's constantly ...

Why is the focus on the CCO role now concerned with authority and independence? The role of the Chief Compliance Officer (CCO) has steadily grown in stature and prestige over the years. In the 2012 ...

Cardiff, Wales-headquartered vessel inspection specialist I dwal has appointed Rebecca Sperti as its chief commercial officer (CCO), based at its headquarters in Cardiff Bay.

When it comes to the C-suite, the most underrated executive-level position is the chief communications officer (CCO). As experienced communications professionals, CCOs are often sought out during a ...

Engineer-turned-CCO Valiantsin Kuzmenka applies physics-driven discipline to scale Andersen’s global tech sales machine.

What makes a compliance officer effective at their role? Is an understanding of regulatory requirements enough? As a stakeholder in an independent wealth management firm, what do you look for in a CCO ...

Wanted: Seasoned executive to become a champion of the customer. Must be adept at breaking down organizational silos to create a persistent customer-first mentality across physical and digital ...